License

License Number: 015/03
License Date: 12/05/2003
Company Registration Number: 270187

Investment Services                                                                                                                                        Financial Instruments

Reception and transmission of orders in relation to one or more financial instruments                                                            1-5 
Execution of Orders on Behalf of Clients                                                                                                                            1-5 
Portfolio Management                                                                                                                                                      1-5
Investment Advice                                                                                                                                                            1-5
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis                                 1-3
Placing of financial instruments without a firm commitment basis                                                                                         1-3

Ancillary Services  

Safekeeping and administration of financial instruments for the account of clients, including custodianship and related            1-4
services such as cash/collateral management
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating                 
to mergers and the purchase of undertakings
Foreign exchange services where these are connected to the provision of investment services                                                
Services related to underwriting                                                                                                                                         

Explanation of Financial Instruments

1. Transferable securities
2. Money-market instruments
3. Units in collective investment undertakings
4. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies,
interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled 
physically or in cash
5. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must
be settles in cash at the option of one of the parties (otherwise than by reason of a default or other termination event).

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