License

License Number: 015/03

License Date: 12/05/2003

Company Registration Number: 270187

Investment Services                                                                                                                                              Financial Instruments

                                                                                                                                                                                 

Ancillary Services  

Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management

Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings

Foreign exchange services where these are connected to the provision of investment services

Services related to underwriting

 1-4

 

                                                                                                                        

Explanation of Financial Instruments

1. Transferable securities

2. Money-market instruments

3. Units in collective investment undertakings

4. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies,

interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled 

physically or in cash

5. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must

be settles in cash at the option of one of the parties (otherwise than by reason of a default or other termination event).

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