License
License Number: 015/03
License Date: 12/05/2003
Company Registration Number: 270187
Investment Services Financial Instruments
Ancillary Services
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
Foreign exchange services where these are connected to the provision of investment services
Services related to underwriting
1-4
Explanation of Financial Instruments
1. Transferable securities
2. Money-market instruments
3. Units in collective investment undertakings
4. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies,
interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled
physically or in cash
5. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must
be settles in cash at the option of one of the parties (otherwise than by reason of a default or other termination event).
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